2024

Notification of Major Holdings

07 August 2018

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuerandto the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: Haydale Graphene Industries Plc
1b. Please indicate if the issuer is a non-UK issuer(please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name Quilter plc
City and country of registered office (if applicable) London, UK
4. Full name of shareholder(s)(if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached: 06/08/2018
6.Date on which issuer notified (DD/MM/YYYY): 07/08/2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % ofvoting rights throughfinancial instruments
(total of 8.B 1 + 8.B 2)		 Total of both in % (8.A + 8.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 5.32% 0.00% 5.32% 27,328,773
Position of previous notification (if applicable) N/A N/A N/A

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)		 Number of voting rights % of voting rights
Direct
 (Art 9 of Directive 2004/109/EC) (DTR5.1)		 Indirect
 (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		 Direct
 (Art 9 of Directive 2004/109/EC) (DTR5.1)		 Indirect
 (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BKWQ1135 1,453,759 5.32%
SUBTOTAL 8. A 1,453,759 5.32%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration
date		 Exercise/
Conversion Period		 Number of voting rights that may be acquired if the instrument is exercised/converted. % of voting rights
SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration
datex		 Exercise/
Conversion Period		 Physical or cash settlement Number of voting rights % of voting rights
SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation(please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv(please add additional rows as necessary)		 X
Name % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Quilter plc
Quilter Cheviot Limited 5.24% 0.00% 5.24%

10.In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional information

Place of completion London, UK
Date of completion 07/08/2018

 

2023

Notification of Major Holdings

07 August 2018

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuerandto the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: Haydale Graphene Industries Plc
1b. Please indicate if the issuer is a non-UK issuer(please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name Quilter plc
City and country of registered office (if applicable) London, UK
4. Full name of shareholder(s)(if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached: 06/08/2018
6.Date on which issuer notified (DD/MM/YYYY): 07/08/2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % ofvoting rights throughfinancial instruments
(total of 8.B 1 + 8.B 2)		 Total of both in % (8.A + 8.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 5.32% 0.00% 5.32% 27,328,773
Position of previous notification (if applicable) N/A N/A N/A

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)		 Number of voting rights % of voting rights
Direct
 (Art 9 of Directive 2004/109/EC) (DTR5.1)		 Indirect
 (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		 Direct
 (Art 9 of Directive 2004/109/EC) (DTR5.1)		 Indirect
 (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BKWQ1135 1,453,759 5.32%
SUBTOTAL 8. A 1,453,759 5.32%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration
date		 Exercise/
Conversion Period		 Number of voting rights that may be acquired if the instrument is exercised/converted. % of voting rights
SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration
datex		 Exercise/
Conversion Period		 Physical or cash settlement Number of voting rights % of voting rights
SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation(please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv(please add additional rows as necessary)		 X
Name % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Quilter plc
Quilter Cheviot Limited 5.24% 0.00% 5.24%

10.In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional information

Place of completion London, UK
Date of completion 07/08/2018

 

2022

Notification of Major Holdings

07 August 2018

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuerandto the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: Haydale Graphene Industries Plc
1b. Please indicate if the issuer is a non-UK issuer(please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name Quilter plc
City and country of registered office (if applicable) London, UK
4. Full name of shareholder(s)(if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached: 06/08/2018
6.Date on which issuer notified (DD/MM/YYYY): 07/08/2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % ofvoting rights throughfinancial instruments
(total of 8.B 1 + 8.B 2)		 Total of both in % (8.A + 8.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 5.32% 0.00% 5.32% 27,328,773
Position of previous notification (if applicable) N/A N/A N/A

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)		 Number of voting rights % of voting rights
Direct
 (Art 9 of Directive 2004/109/EC) (DTR5.1)		 Indirect
 (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		 Direct
 (Art 9 of Directive 2004/109/EC) (DTR5.1)		 Indirect
 (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BKWQ1135 1,453,759 5.32%
SUBTOTAL 8. A 1,453,759 5.32%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration
date		 Exercise/
Conversion Period		 Number of voting rights that may be acquired if the instrument is exercised/converted. % of voting rights
SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration
datex		 Exercise/
Conversion Period		 Physical or cash settlement Number of voting rights % of voting rights
SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation(please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv(please add additional rows as necessary)		 X
Name % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Quilter plc
Quilter Cheviot Limited 5.24% 0.00% 5.24%

10.In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional information

Place of completion London, UK
Date of completion 07/08/2018

 

2021

Notification of Major Holdings

07 August 2018

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuerandto the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: Haydale Graphene Industries Plc
1b. Please indicate if the issuer is a non-UK issuer(please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name Quilter plc
City and country of registered office (if applicable) London, UK
4. Full name of shareholder(s)(if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached: 06/08/2018
6.Date on which issuer notified (DD/MM/YYYY): 07/08/2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % ofvoting rights throughfinancial instruments
(total of 8.B 1 + 8.B 2)		 Total of both in % (8.A + 8.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 5.32% 0.00% 5.32% 27,328,773
Position of previous notification (if applicable) N/A N/A N/A

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)		 Number of voting rights % of voting rights
Direct
 (Art 9 of Directive 2004/109/EC) (DTR5.1)		 Indirect
 (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		 Direct
 (Art 9 of Directive 2004/109/EC) (DTR5.1)		 Indirect
 (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BKWQ1135 1,453,759 5.32%
SUBTOTAL 8. A 1,453,759 5.32%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration
date		 Exercise/
Conversion Period		 Number of voting rights that may be acquired if the instrument is exercised/converted. % of voting rights
SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration
datex		 Exercise/
Conversion Period		 Physical or cash settlement Number of voting rights % of voting rights
SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation(please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv(please add additional rows as necessary)		 X
Name % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Quilter plc
Quilter Cheviot Limited 5.24% 0.00% 5.24%

10.In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional information

Place of completion London, UK
Date of completion 07/08/2018

 

2020

Notification of Major Holdings

07 August 2018

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuerandto the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: Haydale Graphene Industries Plc
1b. Please indicate if the issuer is a non-UK issuer(please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name Quilter plc
City and country of registered office (if applicable) London, UK
4. Full name of shareholder(s)(if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached: 06/08/2018
6.Date on which issuer notified (DD/MM/YYYY): 07/08/2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % ofvoting rights throughfinancial instruments
(total of 8.B 1 + 8.B 2)		 Total of both in % (8.A + 8.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 5.32% 0.00% 5.32% 27,328,773
Position of previous notification (if applicable) N/A N/A N/A

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)		 Number of voting rights % of voting rights
Direct
 (Art 9 of Directive 2004/109/EC) (DTR5.1)		 Indirect
 (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		 Direct
 (Art 9 of Directive 2004/109/EC) (DTR5.1)		 Indirect
 (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BKWQ1135 1,453,759 5.32%
SUBTOTAL 8. A 1,453,759 5.32%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration
date		 Exercise/
Conversion Period		 Number of voting rights that may be acquired if the instrument is exercised/converted. % of voting rights
SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration
datex		 Exercise/
Conversion Period		 Physical or cash settlement Number of voting rights % of voting rights
SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation(please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv(please add additional rows as necessary)		 X
Name % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Quilter plc
Quilter Cheviot Limited 5.24% 0.00% 5.24%

10.In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional information

Place of completion London, UK
Date of completion 07/08/2018

 

2019

Notification of Major Holdings

07 August 2018

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuerandto the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: Haydale Graphene Industries Plc
1b. Please indicate if the issuer is a non-UK issuer(please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name Quilter plc
City and country of registered office (if applicable) London, UK
4. Full name of shareholder(s)(if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached: 06/08/2018
6.Date on which issuer notified (DD/MM/YYYY): 07/08/2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % ofvoting rights throughfinancial instruments
(total of 8.B 1 + 8.B 2)		 Total of both in % (8.A + 8.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 5.32% 0.00% 5.32% 27,328,773
Position of previous notification (if applicable) N/A N/A N/A

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)		 Number of voting rights % of voting rights
Direct
 (Art 9 of Directive 2004/109/EC) (DTR5.1)		 Indirect
 (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		 Direct
 (Art 9 of Directive 2004/109/EC) (DTR5.1)		 Indirect
 (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BKWQ1135 1,453,759 5.32%
SUBTOTAL 8. A 1,453,759 5.32%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration
date		 Exercise/
Conversion Period		 Number of voting rights that may be acquired if the instrument is exercised/converted. % of voting rights
SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration
datex		 Exercise/
Conversion Period		 Physical or cash settlement Number of voting rights % of voting rights
SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation(please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv(please add additional rows as necessary)		 X
Name % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Quilter plc
Quilter Cheviot Limited 5.24% 0.00% 5.24%

10.In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional information

Place of completion London, UK
Date of completion 07/08/2018

 

2018

Notification of Major Holdings

07 August 2018

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuerandto the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: Haydale Graphene Industries Plc
1b. Please indicate if the issuer is a non-UK issuer(please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name Quilter plc
City and country of registered office (if applicable) London, UK
4. Full name of shareholder(s)(if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached: 06/08/2018
6.Date on which issuer notified (DD/MM/YYYY): 07/08/2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % ofvoting rights throughfinancial instruments
(total of 8.B 1 + 8.B 2)		 Total of both in % (8.A + 8.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 5.32% 0.00% 5.32% 27,328,773
Position of previous notification (if applicable) N/A N/A N/A

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)		 Number of voting rights % of voting rights
Direct
 (Art 9 of Directive 2004/109/EC) (DTR5.1)		 Indirect
 (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		 Direct
 (Art 9 of Directive 2004/109/EC) (DTR5.1)		 Indirect
 (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BKWQ1135 1,453,759 5.32%
SUBTOTAL 8. A 1,453,759 5.32%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration
date		 Exercise/
Conversion Period		 Number of voting rights that may be acquired if the instrument is exercised/converted. % of voting rights
SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration
datex		 Exercise/
Conversion Period		 Physical or cash settlement Number of voting rights % of voting rights
SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation(please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv(please add additional rows as necessary)		 X
Name % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Quilter plc
Quilter Cheviot Limited 5.24% 0.00% 5.24%

10.In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional information

Place of completion London, UK
Date of completion 07/08/2018

 

2017

Notification of Major Holdings

07 August 2018

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuerandto the FCA in Microsoft Word format if possible)
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: Haydale Graphene Industries Plc
1b. Please indicate if the issuer is a non-UK issuer(please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Details of person subject to the notification obligation
Name Quilter plc
City and country of registered office (if applicable) London, UK
4. Full name of shareholder(s)(if different from 3.)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached: 06/08/2018
6.Date on which issuer notified (DD/MM/YYYY): 07/08/2018
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % ofvoting rights throughfinancial instruments
(total of 8.B 1 + 8.B 2)		 Total of both in % (8.A + 8.B) Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached 5.32% 0.00% 5.32% 27,328,773
Position of previous notification (if applicable) N/A N/A N/A

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)		 Number of voting rights % of voting rights
Direct
 (Art 9 of Directive 2004/109/EC) (DTR5.1)		 Indirect
 (Art 10 of Directive 2004/109/EC) (DTR5.2.1)		 Direct
 (Art 9 of Directive 2004/109/EC) (DTR5.1)		 Indirect
 (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00BKWQ1135 1,453,759 5.32%
SUBTOTAL 8. A 1,453,759 5.32%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument Expiration
date		 Exercise/
Conversion Period		 Number of voting rights that may be acquired if the instrument is exercised/converted. % of voting rights
SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration
datex		 Exercise/
Conversion Period		 Physical or cash settlement Number of voting rights % of voting rights
SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation(please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv(please add additional rows as necessary)		 X
Name % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Quilter plc
Quilter Cheviot Limited 5.24% 0.00% 5.24%

10.In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional information

Place of completion London, UK
Date of completion 07/08/2018

 

2016

23 December
Issue of Shares 23.12.16 (pdf)
15 December
AGM Statement 15.12.16 (pdf)
15 December
Result of AGM 15.12.16 (pdf)
28 November
Agreement with Huntsman Advanced Materials 28.11.16 (pdf)
22 November
Posting of Annual Report & Notice of AGM 2016 (pdf)
19 October
PDMR Dealings 19.10.16 (pdf)
17 October
Grant of Options 17.10.16 (pdf)
13 October
Distribution Agreement 13.10.16 (pdf)
13 October
PDMR 13.10.16 (pdf)
11 October
Result of Open Offer and Total Voting Rights (pdf)
28 September
National Grid Contract 28.9.16 (pdf)
23 September
Proposed Acquisition of ACMC Holding, Inc (pdf)
23 September
Result of Placing 23.9.16 (pdf)
23 September
Preliminary Results to 30 June 2016 (pdf)
09 September
Innophene Acquisition 9.9.16 (pdf)
26 August
Director Dealing 26.8.16 (pdf)
25 August
Acquisition of Innophene in Thailand (pdf)
11 August
Graphene Enhanced PLA Filaments for 3D Printing (pdf)
29 July
Board Change 29.7.16 (pdf)
07 June
Grant of Warrants 7.6.16 (pdf)
26 May
Haydale Plc and Flowtite Technology to create next generation GRP pipe products (pdf)
20 May
Haydale Option Grants 20.5.16 (pdf)
20 May
Director Dealing 20.5.16 (pdf)
07 April
Joint Development and Supply Agreement for the Production of Screen Printable Ink (pdf)
22 March
Interim Results to End December 2015 (pdf)
14 March
New Graphene Enhanced Composite Products Launched (pdf)
08 March
Notice of Interim Results to 31 December 2015 (pdf)
16 February
Grant Awards (pdf)
04 February
Composite Pipe Long Term Testing Facility (pdf)
03 February
Acquisition of Rights to New Invention and Grant of Warrants (pdf)

2015

03 December
Result of AGM 3.12.15 (pdf)
01 December
Director Dealing 1.12.15 (pdf)
26 November
Notification of Interest 26.11.15 (pdf)
25 November
Notifiable Interest (pdf)
23 November
Results of General Meeting (pdf)
20 November
Result of Open Offer (pdf)
17 November
Patent Awards (pdf)
10 November
Posting of Annual Report and Notice of AGM 2015 (pdf)
02 November
Preliminary Results for Year Ended 30 June 2015 (pdf)
02 November
Placing and Open Offer (pdf)
02 November
Directors Subscription (pdf)
02 November
Shareholder Circular 02.11.15 (pdf)
14 October
European Patent Grant (pdf)
01 October
Agreement with Scott Bader Company Ltd. (pdf)
18 September
Grant Awards and Notice of Audited Results (pdf)
17 September
Holdings in Company (pdf)
10 September
Commercialisation Agreement with Huntsman Advanced Materials (pdf)
07 September
Collaborative Research Project Funded by NATEP (pdf)
13 July
Haydale Collaborate with Versarien plc (pdf)
09 July
Haydale Collaborate with Talga Resources (pdf)
01 July
Commercial Progress in the Far East (pdf)
23 June
Commercial Progress in USA (pdf)
22 June
Patent Allowed in China (pdf)
18 June
Reactor Supply Agreement with UK's Centre for Process and Innovation (pdf)
01 June
Subsidiary Change of Name, Key Appointments and New Division (pdf)
28 April
Open Day (pdf)
07 April
Grant of warrants (pdf)
19 March
Grant of options (docx)
17 March
Half Yearly Report for the six months ended 31 December 2014 (pdf)
02 March
Update on Reactor Capability (docx)
27 February
Notifiable Interest - Nick John (doc)
25 February
Agreement with Swansea University and Swansea Innovations Limited (doc)
15 February
Heads of Terms for R&D Collaboration with Alex Thomson Racing (docx)
30 January
Notifiable Interest - David Cheyne (doc)

2014

29 December
Delivery of Two New Plasma Reactors (pdf)
19 December
Grant Award to Haydale Subsidiary EPL Composite Solutions Limited ("EPL") (pdf)
16 December
Director's Dealing - 16th Dec (pdf)
16 December
Directors Dealing (pdf)
03 December
Result of Annual General Meeting (pdf)
10 November
Director's Dealing - 10th Nov (pdf)
10 November
Posting of Annual Report and Notice of AGM (pdf)
04 November
Director's Dealing 4th November (pdf)
03 November
Acquisition of EPL Composite Solutions Limited ("EPL") (pdf)
22 October
Supply Agreement with TANTEC A/S (pdf)
16 October
Notifiable Interest - Richard Newton-Jones (pdf)
30 September
Audited Preliminary Results For The Year Ended 30 June 2014 (pdf)
04 August
Marketing Agreement with planarTECH LLC for Asia-Pacific region (pdf)
18 July
Haydale Announces Distribution Agreement with Goodfellow Cambridge Limited (pdf)
18 July
Change of Adviser (pdf)
17 July
Consulting Agreement with The InVentures Group (pdf)
11 July
Collaboration Agreement with Swansea University's Welsh Centre for Printing and Coatings (pdf)
22 June
Director's Dealing 22nd June (pdf)
17 June
Presentation (pdf)
12 June
Change of Registered Office (pdf)
02 June
US research body reports Haydale Functionalised GNPs significantly improve strength in composites (pdf)
26 May
Investor Open Day (pdf)
14 May
Appointment of Joint Broker (pdf)
01 May
Holding in the Company (pdf)
28 April
Response to press comment (pdf)
16 April
Director's Dealing - 16th April (pdf)
14 April
First Day of Dealing (pdf)